Investment Management

Tammy Plotkin-Oren (CA Insurance Lic. #0E65857), Rosa Harnack (CA Insurance Lic. #0E30421) and Christine Cabras (CA Insurance Lic. #0K72050) are agents collectively licensed to sell insurance through New York Life Insurance Company and may be licensed with various other independent insurance companies in the state of AK, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, MA, MD, ME, MN, NC, NE, NJ, NM, NV, NY, OR, PA, RI, TX, UT, VA, WA, and WI. No insurance business may be conducted outside of these states referenced.

Tammy Plotkin-Oren, Rosa Harnack and Christine Cabras are Registered Representatives of and collectively offer securities products and services through NYLIFE Securities LLC, Member FINRA/SIPC, a licensed insurance agency. In this regard, this communication is strictly intended for individuals residing in the state of AK, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, MA, MD, ME, MN, NC, NE, NJ, NM, NV, NY, OR, PA, RI, TX, UT, VA, WA, and WI. No offers may be made or accepted from any resident outside the specific states referenced.

Neither TPO Financial & Insurance Services and its employees nor New York Life or its subsidiaries and affiliates provide tax, legal or accounting advice. Please consult your own tax, legal or accounting professional regarding your particular situation.

Tammy Plotkin-Oren and Rosa Harnack are Financial Advisors offering investment advisory services through Eagle Strategies, LLC, A Registered Investment Adviser, in the states of AK, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IL, MA, MD, ME, MN, NC, NE, NJ, NM, NV, NY, OR, PA, RI, TX, UT, VA, WA and WI. As such, these services are strictly intended for individuals residing in the states referenced.

Neither SHOOK nor Forbes receives any compensation in exchange for placement on its Top Financial Security Professional (FSP) rankings (including the Best-In-State Financial Security Professional rankings), which are determined independently (see methodology). FSP refers to professionals who are properly licensed to sell life insurance and annuities. FSPs may also hold other credentials and licenses which would allow them to offer investments and securities products through those licenses. The ranking algorithm is based on qualitative measures learned through telephone, virtual and in-person interviews to measure best practices, client retention, industry experience, credentials, review of compliance records, firm nominations; and quantitative criteria, such as assets under management, sales figures, and revenue generated for their firms. Investment performance is not a criterion because client objectives and risk tolerances vary, and these professionals rarely have audited performance reports. Individuals must carefully choose the right FSP for their own situation and perform their own due diligence. SHOOK’s research and rankings provide opinions intended to help individuals choose the right FSP and are not indicative of future performance or representative of any one client’s experience. Past performance is not an indication of future results. For more information, please see www.SHOOKresearch.com. SHOOK is a registered trademark of SHOOK Research, LLC